Regulatory Compliance

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Monday, 23 June 2025
15 Mar 2025
5:06PM

SEC 2025 AFS, GIS filing: Key deadlines & submission rules

The Securities and Exchange Commission (SEC) has issued SEC Memorandum Circular No. 1, Series of 2025, setting deadlines for the Annual Financial Statements (AFS) and General Information Sheets (GIS).
5 Mar 2025
2:58AM

AGI blames oversight, human error for Emperador ownership misstatement

Alliance Global Group Inc. (AGI) admitted that human error led to a 1 percent misstatement in its reported ownership of liquor giant Emperador Inc. (EMI), which has persisted for the past 14 quarters.
13 Nov 2024
5:13PM

Millions missing: PSE watchdog takes over suspended broker Equitiworld

Capital Markets Integrity Corp. (CMIC), the independent watchdog of the Philippine Stock Exchange, gained SEC approval on Nov. 12 to take control of Equitiworld Securities Inc.
25 Sep 2024
1:36PM

SEC's Aquino extends amnesty period, says corporations want to comply

Corporations now have another chance to settle their penalties for missing annual report filings with the Securities and Exchange Commission (SEC) at reduced rates until Nov. 30.
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