Regulatory Compliance

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Saturday, 10 October 2026
7 days ago

CMIC flags stockbrokers over capital, customer protection lapses

Philippine stockbrokers racked up a long list of fines and reprimands over the past year, exposing lapses ranging from weak internal controls and customer protection to capital and risk requirements.
28 Sep 2026
1:46PM

DITO, Smart, Globe respond to NTC threat of P100,000-a-day penalties

The country’s three mobile network operators face P100,000 in daily penalties after regulators found little improvement in poor mobile broadband service across parts of Metro Manila.
24 Jun 2026
6:15PM

Developer says Monterrazas' ponds exceed requirements

CEBU CITY—The developer of the controversial upscale highland subdivision Monterrazas de Cebu has assured the City Council that it has built 24 detention ponds which exceeded the regulatory requirement by 240 percent.
9 Feb 2026
1:01PM

SEC affirms P2-M fines on NOW as company eyes CA appeal

The Securities and Exchange Commission (SEC) en banc upheld P1 million fines each on NOW Corp. and its chair Mel Velarde for allegedly misleading the market.
23 Oct 2025
6:08PM

SEC unveils stricter ownership disclosure rules to curb financial crime

The Securities and Exchange Commission (SEC) is moving to make corporate ownership more transparent through new disclosure rules covering who truly controls registered firms.
16 Oct 2025
6:05PM

Globe backs site blocking law as CEO warns piracy ‘steals opportunity from our future’

Globe Telecom is stepping up its campaign against digital piracy, warning that the lack of a permanent site blocking law is putting the country’s P2-trillion creative economy at risk.
14 Oct 2025
12:30PM

Globalinks back in business as watchdog CMIC lifts trading suspension

Globalinks Securities & Stocks Inc. is once again cleared to trade after the Capital Markets Integrity Corp. (CMIC) lifted its three-month involuntary suspension effective Oct. 14, 2025.
18 Sep 2025
7:28PM

‘We will never compromise on integrity’: Fintech Alliance PH expels Digido as SEC shutters firm

Fintech Alliance PH has drawn a hard line on industry misconduct, expelling online lender Digido Finance Corp. after regulators also revoked its license to operate.
18 Sep 2025
3:17PM

SEC steps up enforcement as AMLC freeze order hits flood control accounts

The Securities and Exchange Commission (SEC) is stepping up its enforcement role after a Court of Appeals order froze assets tied to anomalous flood control projects.
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