Regulatory Compliance

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Friday, 14 November 2025
23 Oct 2025
6:08PM

SEC unveils stricter ownership disclosure rules to curb financial crime

The Securities and Exchange Commission (SEC) is moving to make corporate ownership more transparent through new disclosure rules covering who truly controls registered firms.
16 Oct 2025
6:05PM

Globe backs site blocking law as CEO warns piracy ‘steals opportunity from our future’

Globe Telecom is stepping up its campaign against digital piracy, warning that the lack of a permanent site blocking law is putting the country’s P2-trillion creative economy at risk.
14 Oct 2025
12:30PM

Globalinks back in business as watchdog CMIC lifts trading suspension

Globalinks Securities & Stocks Inc. is once again cleared to trade after the Capital Markets Integrity Corp. (CMIC) lifted its three-month involuntary suspension effective Oct. 14, 2025.
18 Sep 2025
7:28PM

‘We will never compromise on integrity’: Fintech Alliance PH expels Digido as SEC shutters firm

Fintech Alliance PH has drawn a hard line on industry misconduct, expelling online lender Digido Finance Corp. after regulators also revoked its license to operate.
18 Sep 2025
3:17PM

SEC steps up enforcement as AMLC freeze order hits flood control accounts

The Securities and Exchange Commission (SEC) is stepping up its enforcement role after a Court of Appeals order froze assets tied to anomalous flood control projects.
16 Sep 2025
2:01PM

SEC-DOF agreement targets hidden owners, tax evasion in mining sector

The government is stepping up its fight against corruption in mining and energy with a new data-sharing deal between the Securities and Exchange Commission (SEC) and the Department of Finance (DOF).
13 Aug 2025
5:54PM

CMIC suspends 50-year-old stock broker Mount Peak over serious violations; clients may sell or transfer funds with approval

The Capital Markets Integrity Corp. (CMIC) has suspended Mount Peak Securities, Inc. effective Aug. 13, 2025, citing serious violations of capitalization rules and other securities laws.
13 Aug 2025
4:48PM

Dennis Uy’s Phoenix to file long-delayed reports by October 2025, years after due date

Davao-based tycoon Dennis A. Uy’s Phoenix Petroleum Philippines, says it might finally release its long-overdue financial reports by the end of October this year.
15 Mar 2025
5:06PM

SEC 2025 AFS, GIS filing: Key deadlines & submission rules

The Securities and Exchange Commission (SEC) has issued SEC Memorandum Circular No. 1, Series of 2025, setting deadlines for the Annual Financial Statements (AFS) and General Information Sheets (GIS).
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