Monday, 29 September 2025
18 Sep 2025
7:28PM
‘We will never compromise on integrity’: Fintech Alliance PH expels Digido as SEC shutters firm
Fintech Alliance PH has drawn a hard line on industry misconduct, expelling online lender Digido Finance Corp. after regulators also revoked its license to operate.
18 Sep 2025
3:17PM
SEC steps up enforcement as AMLC freeze order hits flood control accounts
The Securities and Exchange Commission (SEC) is stepping up its enforcement role after a Court of Appeals order froze assets tied to anomalous flood control projects.
16 Sep 2025
2:01PM
SEC-DOF agreement targets hidden owners, tax evasion in mining sector
The government is stepping up its fight against corruption in mining and energy with a new data-sharing deal between the Securities and Exchange Commission (SEC) and the Department of Finance (DOF).
13 Aug 2025
5:54PM
CMIC suspends 50-year-old stock broker Mount Peak over serious violations; clients may sell or transfer funds with approval
The Capital Markets Integrity Corp. (CMIC) has suspended Mount Peak Securities, Inc. effective Aug. 13, 2025, citing serious violations of capitalization rules and other securities laws.
13 Aug 2025
4:48PM
Dennis Uy’s Phoenix to file long-delayed reports by October 2025, years after due date
Davao-based tycoon Dennis A. Uy’s Phoenix Petroleum Philippines, says it might finally release its long-overdue financial reports by the end of October this year.
9 Jul 2025
5:00PM
Globalinks Securities suspended over capital breach, trading halted by market watchdog
Globalinks Securities & Stocks Inc. (G_LINK) has been suspended from trading by the Capital Markets Integrity Corporation (CMIC) starting July 9, 2025, due to continued failure to meet minimum capital requirements.
15 Mar 2025
5:06PM
SEC 2025 AFS, GIS filing: Key deadlines & submission rules
The Securities and Exchange Commission (SEC) has issued SEC Memorandum Circular No. 1, Series of 2025, setting deadlines for the Annual Financial Statements (AFS) and General Information Sheets (GIS).
5 Mar 2025
2:58AM
AGI blames oversight, human error for Emperador ownership misstatement
Alliance Global Group Inc. (AGI) admitted that human error led to a 1 percent misstatement in its reported ownership of liquor giant Emperador Inc. (EMI), which has persisted for the past 14 quarters.
13 Nov 2024
5:13PM
Millions missing: PSE watchdog takes over suspended broker Equitiworld
Capital Markets Integrity Corp. (CMIC), the independent watchdog of the Philippine Stock Exchange, gained SEC approval on Nov. 12 to take control of Equitiworld Securities Inc.
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